ROBERT ARTHUR BONWELL

ROBERT ARTHUR BONWELL is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 500 LEE ST STE 1200, LAIDLEY TOWER, CHARLESTON, WV, 25301.

ROBERT ARTHUR BONWELL has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

ROBERT ARTHUR BONWELL has 1 Disclosure Event(s).

Date: May 04, 1992
Category: Customer Dispute
Allegations: CLIENT ALLEGED LOSSES IN EXCESS OF $350,000REGARDING THE PURCHASE OF FIRST EXCUTIVE STOCK AND HIGH YIELDBOND FUNDS.
Damage Amount Requested: $350,000.00 Damages Granted: $250,000.00
Broker Comment: CLIENT WAS AWARDED $250,000 JOINTLY ANDSEVERALLY AGAINST PRUDENTIAL SECURITIES AND MR. BONWELL.ALL SECURITIES IN QUESTION WERE RECOMMENATIONS OFPRUDENTIAL SECURITIES.

More Information

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