ROBERT CHARLES BROWN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1900 NORTH 18TH ST, SUITE 604, MONROE, LA, 71201.
ROBERT CHARLES BROWN has worked at LPL FINANCIAL LLC since August 30, 2013
Disclosure History
ROBERT CHARLES BROWN has 1 Disclosure Event(s).
Date: April 25, 2016 Category: Customer Dispute Allegations: CLIENT'S POA CLAIMS IN OCTOBER OF 2013 THAT CHANGES WERE MADE TO THE CLIENT'S IMMEDIATE ANNUITY WITHOUT HER AUTHORIZATION. Damage Amount Requested: $5,000.00 Broker Comment: AFTER COMPLETION OF THE FIRM'S INVESTIGATION INTO CLIENT'S ALLEGATIONS, CLAIM WAS DENIED.
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