Robert MICHAEL Burns is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 3507 KYOTO GARDENS DR, PALM BEACH GARDENS, FL, 33410.
Robert MICHAEL Burns has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since April 17, 2009
Disclosure History
Robert MICHAEL Burns has 2 Disclosure Event(s).
Date: March 12, 2003 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE UNSUITABLE TRADING IN MARGIN. ALLEGED DAMAGES OF $202,189.52. Damage Amount Requested: $202,189.50 Settlement Amount: $122,500.00 Broker Comment: MATTER WAS SETTLED SOLEY FOR BUSINESS REASONS, TO AVOID THE UNCERTAINTY AND COST OF ARBITRATION, WITHOUT ADMISSION OF GUILT OR LIABILITY ON THE PART OF RESPONDENTS.
Date: September 08, 1995 Category: Customer Dispute Allegations: CLAIMANT IS ALLEGING VIOLATION OF FLORIDASTATUTES, FRAUD, BREACH OF FIDUCIARY DUTY AND NEGLIGENCE.CLAIMANT IS SEEKING DAMAGES IN EXCESS OF $150,000.00. Damage Amount Requested: $150,000.00 Settlement Amount: $75,000.00 Broker Comment: CLAIMANT DISMISSED ALL CLAIMS AGAINST ROBERTBURNS.11/01/99-THE INFORMATION/AMOUNT OF $75,000. WAS PROVIDED BY MR. ROBERT M BURNS JR BASED ON GOOD FAITH RECOLLECTION(BD19616)PERKINS
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