ROBERT L BUSH

ROBERT L BUSH is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 9 FOXBRIAR COURT, HILTON HEAD ISLAND, SC, 29926.

ROBERT L BUSH has worked at KESTRA INVESTMENT SERVICES, LLC since May 24, 2004

Disclosure History

ROBERT L BUSH has 4 Disclosure Event(s).

Date: December 31, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $5,839.00
Judgment/Lien Type: Civil

Date: August 16, 2006
Category: Customer Dispute
Allegations: ALLEGED MISREPRESENTATION IN THE SALE OF A VARIABLE LIFE POLICY
Damage Amount Requested: $6,800.00

Date: July 13, 2005
Category: Customer Dispute
Allegations: LITIGATION HAS BEEN FILED ALLEGING THE REP INFORMED THE CLIENT THAT THE NECESSARY 401K PROFIT SHARING CONTRIBUTION AMOUNT FOR NON-SHAREHOLDER EMPLOYEES WOULD BE $29382 WHEN IT TURNED OUT TO BE $100626
Damage Amount Requested: $100,626.00
Settlement Amount: $35,000.00

Date: March 29, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE REP DID NOT ADEQUATELY EXPLAIN THE VARIABLE UNIVERSAL LIFE POLICY AND RUSHED HIM INTO PURCHASING IT IN OCTOBER 2004. HE ALSO ALLEGES THE REP MADE MISREPRESENTATIONS ABOUT HIS BUSINESS PENSION PLAN.
Damage Amount Requested: $5,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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