ROBERT GERARD CAHALL

ROBERT GERARD CAHALL is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 428 EAGLE DR, SATELLITE BEACH, FL, 32937-3710.

ROBERT GERARD CAHALL has worked at SECURITIES AMERICA, INC. since August 14, 1992

Disclosure History

ROBERT GERARD CAHALL has 3 Disclosure Event(s).

Date: February 23, 1990
Category: Civil Bond
Disposition: Denied Broker Comment: NONEUNABLE TO MEET MERRILL LYNCH'S INTERNAL BONDINGCOMMITTEE REQUIREMENTS, DISCHARGED WITHOUT CAUSE. DUE TO PASTCRIMINAL RECORD.PER. MY PHONE CONVERSATION 11-28-90 WITH DONNALAFLEUR-MERRILL LYNCH MELBOURNE OFFICE.

Date: April 01, 1986
Category: Civil Bond
Disposition: Denied Broker Comment: NONEREFUSED BONDING.THIS WAS NOT ON PURPOSE. I WAS ADVISED ON HOW TOFILL OUT MY PAPERWORK BY A. G. EDWARDS. THEIR BACKROOM MESSEDUP AND DIDN'T CORRECT MY PAPERWORK.

Date: April 01, 1986
Category: Employment Separation After Allegations
Firm Name: A.G. EDWARDS & SONS
Termination Type: Permitted to Resign
Allegations: NONEFAILURE TO DISCLOSE INFORMATION AND REFUSEDBONDING
Broker Comment: TERMINATION OF EMPLOYMENTIN THE PAST I HAVE NOT HAD TO CHECK A YESRESPONSE PER ADVISORY MESSAGE DATED 2/19/87, ENCLOSED. ALSOLETTER DATED JUNE 30, 1986, ENCLOSED.

More Information

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