ROBERT JOHN CONATY

ROBERT JOHN CONATY is currently employed as a Broker and/or Investment Adviser at COBURN & MEREDITH, INC. located at 265 FRANKLIN STREET, 18TH FLOOR, BOSTON, MA, 02110.

ROBERT JOHN CONATY has worked at COBURN & MEREDITH, INC. since May 20, 2005

Disclosure History

ROBERT JOHN CONATY has 2 Disclosure Event(s).

Date: May 02, 2005
Category: Employment Separation After Allegations
Firm Name: WACHOVIA SECURITIES, LLC
Termination Type: Discharged
Allegations: FAILURE TO FOLLOW FIRM POLICIES REGARDING CUSTOMER ACCOUNTS
Broker Comment: FAILURE TO FOLLOW FIRM POLICIES REGARDING CUSTOMER ACCOUNTS

Date: March 21, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISOR MADE UNAUTHORIZED TRANSACTIONS IN HIS ACCOUNT
Damage Amount Requested: $10,000.00
Broker Comment: THE CLAIM WAS FOUND WITHOUT MERIT AND DENIED ON 07/12/2004.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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