ROBERT CURTIS CONKLIN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 3601 C ST, ANCHORAGE, AK, 99503.
ROBERT CURTIS CONKLIN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
ROBERT CURTIS CONKLIN has 2 Disclosure Event(s).
Date: July 31, 2012 Category: Customer Dispute Allegations: THE CUSTOMER, THROUGH HER COURT-APPOINTED GUARDIAN AND CONSERVATOR, [THIRD PARTY], AND HER COURT-APPOINTED SPECIAL ADVOCATE, [THIRD PARTY], ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION AND OMISSION OF MATERIAL FACTS FROM JANUARY 2009 TO MARCH 2011. Damage Amount Requested: $1,255,169.00 Settlement Amount: $310,000.00 12-02610
Date: March 05, 2003 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT HIS ACCOUNT WAS INVESTED IN 100% EQUITIES DESPITE THE FACT THAT HER FINANCIA PLAN RECOMMENDED A DIVERSE PORTFOLIO. DAMAGES UNSPECIFIED.
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