ROBERT LOUIS CONSTANT is currently employed as a Broker and/or Investment Adviser at JEFFERIES LLC located at 520 MADISON AVENUE, NEW YORK, NY, 10022.
ROBERT LOUIS CONSTANT has worked at JEFFERIES LLC since April 09, 2012
Disclosure History
ROBERT LOUIS CONSTANT has 1 Disclosure Event(s).
Date: May 11, 1993 Category: Customer Dispute Allegations: ALLEGED UNSUITABILITY, NEGLIGENCE, BREACH OFFIDUCIARY DUTY AND MISREPRESENTATION, PURPORTEDLY CAUSINGCOMPENSATORY DAMAGES IN THE AMOUNT OF $412,877. Damage Amount Requested: $102,727.00 Settlement Amount: $35,000.00 Broker Comment: MATTER SETTLED FOR THE AGGREGATE OF $35,000 OFWHICH $21,000 WAS PAID TO CLAIMANT BY APPLICANT'S THEN EMPLOYERFIRM (DONALDSON LUFKIN JENRETTE) AND $14,000 WAS PAID TOCLAIMANT BY APPLICANT.APPLICANT DENIES THE ALLEGATIONS COMPRISING THECLAIMS BY CLAIMANT AND DISPUTES LIABILITY TO CLAIMANT.SETTLEMENT WAS ENTERED INTO FOR REASON UNRELATED TO THE MERITSOF THE CLAIMANT'S ALLEGATIONS, INCLUDING TO ELIMINATE FURTHERTIME AND EXPENSE OF DEFENDING THE CLAIMS ASSERTED.
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