ROBERT BRIAN CORDIAK

ROBERT BRIAN CORDIAK is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 100 CRESCENT COURT, SUITE 1500, DALLAS, TX, 75201-1871.

ROBERT BRIAN CORDIAK has worked at RBC CAPITAL MARKETS, LLC since July 20, 2015

Disclosure History

ROBERT BRIAN CORDIAK has 2 Disclosure Event(s).

Date: April 01, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGES SHE SUSTAINED LOSSES RESULTING FROM MR. CORDIAK'S UNSUITABLE MUTUAL FUND RECOMMENDATIONS IN 2000.
Damage Amount Requested: $18,400.00
Broker Comment: THE CLAIMS WERE CONSIDERED TO BE WITHOUT MERIT.

Date: September 27, 2002
Category: Customer Dispute
Allegations: CLIENTS' ATTORNEY ALLEGES CLIENTS HAVE SUSTAINED LOSSES RESULTING FROM "NEGLIGENT MISHANDLING OF THEIR ACCOUNTS", MISREPRESENTATION AND LACK OF SUPERVISION
Damage Amount Requested: $320,203.00
Settlement Amount: $88,000.00
Broker Comment: MR. CORDIAK IS NOT NAMED AS A RESPONDENT IN THE ARBITRATION

More Information

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