ROBERT VERNON CRITES

ROBERT VERNON CRITES is currently employed as a Broker and/or Investment Adviser at THE INVESTMENT CENTER, INC. located at 1112 SHALLCROSS AVENUE, WILMINGTON, DE, 19806.

ROBERT VERNON CRITES has worked at THE INVESTMENT CENTER, INC. since July 13, 2007

Disclosure History

ROBERT VERNON CRITES has 1 Disclosure Event(s).

Date: December 04, 2002
Category: Customer Dispute
Allegations: IN A DECEMBER, LETTER FROM CUSTOMER AND HER FINANCIAL ADVISOR, THEY ALLEGED THAT I HAD, USING "MISLEADING ANDUNETHICAL" STATEMENTS, SOLD HER UNSUITABLE MUTAL FUNDS AND A VARIABLE ANNUITY THAT WAS ALSO "UNSUITABLE".
Damage Amount Requested: $277,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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