ROBERT ANTHONY DEANGELIS is currently employed as a Broker and/or Investment Adviser at FORESTERS EQUITY SERVICES, INC. located at 112G CENTRE BLVD, MARLTON, NJ, 08053.
ROBERT ANTHONY DEANGELIS has worked at FORESTERS EQUITY SERVICES, INC. since January 30, 2014
ROBERT ANTHONY DEANGELIS has 5 Disclosure Event(s).
Date: July 21, 2011 Category: Customer Dispute Allegations: WITH REGARDS TO A VARIABLE LIFE INSURANCE POLICY PURCHASED IN 1989, CLIENT ALLEGES THE CONTRACT WAS MISREPRESENTED AND REQUESTS A REFUND OF REMIUMS. DAMAGES NOT SPECIFIED.
Date: January 12, 2007 Category: Employment Separation After Allegations Firm Name: CENTAURUS FINANCIAL, INC. Termination Type: Permitted to Resign Allegations: NASD RULE 2110: REP ALTERED A UL INSURANCE APPLICATION AFTER RECEIVING A SIGNED COPY FROM CLIENT. HE WROTE THE CUSTOMER'S INITIALS TO INDICATE APPROVAL OF A CORRECTION, CHECKED A BOX REGARDING DEATH BENEFIT OPTIONS, ADDED THE DATE, CHECKED BOXES INDICATING THAT THE CUSTOMER HAD RECEIVED ALL PAGES & THAT THE INSURANCE ILLUSTRATION HAD BEEN PRESENTED TO THE CUSTOMER & WROTE "I UNDERSTAND THIS MODIFIED ENDOWMENT CONTRACT" WHICH HAS CERTAIN TAX DISADVANTAGES, CREATING THE IMPRESSION THAT THE CUSTOMER HIMSELF HAD WRITTEN THE STATEMENT AND SENT THE FINAL VERSION TO THE CUSTOMER, WITH THE ALTERATIONS. Broker Comment: REP WAS SUBJECT TO NASD SUSPENSION FOR 30 DAYS.
Date: December 19, 2006 Category: Regulatory
Date: September 30, 2005 Category: Regulatory Initiated By: STATE OF NEW YORK, INSURANCE DEPARTMENT Allegations: RESPONDENT ALTERED AN APPLICATION FOR INSURANCE AFTER PROVIDING THE CUSTOMER WITH A COPY AND SUBMITTING THE ALTERED COPY TO THE INSURANCE COMPANY. Resolution: Stipulation and Consent SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $1,000.00 Sanction Details: FINED $1000.00 AND PAID ON 10/24/2005.
Date: November 19, 2004 Category: Employment Separation After Allegations Firm Name: AXA ADVISORS, LLC Termination Type: Discharged Allegations: THAT DEANGELIS MADE UNAUTHORIZED ALTERATION TO CLIENT DOCUMENTS.
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