ROBERT LOUIS DIBLE

ROBERT LOUIS DIBLE is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 1115 KANSAS PLAZA, GARDEN CITY, KS, 67846.

ROBERT LOUIS DIBLE has worked at PRUCO SECURITIES, LLC. since December 21, 2012

Disclosure History

ROBERT LOUIS DIBLE has 1 Disclosure Event(s).

Date: April 03, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: PAYMENT MADE IN FULL BY PARTNERS, CASE CLOSED. BUSINESS CLOSED DUE TO LAW CHANGES WITHIN THE STATE.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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