ROBERT JOHN DUSSI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2929 N. POWER RD, SUITE 101, C-13, MESA, AZ, 85215.
ROBERT JOHN DUSSI has worked at LPL FINANCIAL LLC since October 16, 2014
Disclosure History
ROBERT JOHN DUSSI has 1 Disclosure Event(s).
Date: July 31, 2012 Category: Customer Dispute Allegations: CLIENT CLAIMS SHE DID NOT AUTHORIZE THE CHANGES TO HER ACCOUNT. CLIENT ALSO CLAIMS SHE IS MISSING $14,000 FROM MONEY MARKETACCOUNT Damage Amount Requested: $5,000.00 Broker Comment: BASED ON OUR REVIEW, CLIENT AUTHORIZED THE TRANSACTIONS AS INDICATED BY EXECUTED PAPERWORK. HOWEVER, IT APPEARS THERE WAS A MISUNDERSTANDING REGARDING THE TRANSACTIONS. THE TRADES WERE CANCELLED.
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