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ROBERT JAMES EFFNER is currently employed as a Broker and/or Investment Adviser at COUNTRY CAPITAL MANAGEMENT COMPANY located at 2N710 RANDALL ROAD, ST. CHARLES, IL, 60174.
ROBERT JAMES EFFNER has worked at COUNTRY CAPITAL MANAGEMENT COMPANY since June 26, 2000
ROBERT JAMES EFFNER has 2 Disclosure Event(s).
Date: September 11, 2014All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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