ROBERT LEROY ENGLE

ROBERT LEROY ENGLE is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 308 HIGHLAND AVENUE, SUITE B, WASHINGTON C.H., OH, 43160.

ROBERT LEROY ENGLE has worked at PRUCO SECURITIES, LLC. since February 10, 1982

Disclosure History

ROBERT LEROY ENGLE has 1 Disclosure Event(s).

Date: July 10, 2009
Category: Customer Dispute
Allegations: REGARDING THE 2006 PURCHASE OF AN ANNUITIES CONTRACT, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING GUARANTEES & RISKS.
Settlement Amount: $108,686.72
Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH FINRA RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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