ROBERT ANTHONY FEENEY

ROBERT ANTHONY FEENEY is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 2240 CAMINO RAMON, SAN RAMON, CA, 94583.

ROBERT ANTHONY FEENEY has worked at SIGNATOR INVESTORS, INC. since May 13, 2016

Disclosure History

ROBERT ANTHONY FEENEY has 1 Disclosure Event(s).

Date: February 03, 2009
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT THE MUTUAL FUNDS HE PURCHASED ON SEPTEMBER 23, 2008 WERE UNSUITABLE FOR HIM AS HE DID NOT WANT TO LOSE ANY PRINCIPAL.
Damage Amount Requested: $12,477.00
Settlement Amount: $7,500.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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