ROBERT GARY FERNANDEZ

ROBERT GARY FERNANDEZ is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 301 CONGRESS AVENUE, SUITE 1400, AUSTIN, TX, 78701.

ROBERT GARY FERNANDEZ has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

ROBERT GARY FERNANDEZ has 2 Disclosure Event(s).

Date: October 08, 1996
Category: Customer Dispute
Allegations: CLIENT VERBALLY ALLEGED UNSUITABILITY
Settlement Amount: $10,008.00
Broker Comment: SETTLED FOR $10,008.00PLEASE ARCHIVE. THIS MATTER IS NO LONGERREPORTABLE. THIS WAS A VERBAL COMPLAINT. 22H(2) SEQUENT DRP#190532

Date: December 13, 1995
Category: Customer Dispute
Allegations: UNSUITABILITY ATARLAND MICRO DEVICES ALLAGEDDAMAGES-APPROX $30,000.00
Damage Amount Requested: $30,000.00
Settlement Amount: $16,151.00
Broker Comment: SETTLED FOR $16,151.00PLEASE ARCHIVE. THIS MATTER IS NO LONGERREPORTABLE. THIS WAS A VERBAL COMPLAINT.22H(2) SEQUENT DRP #170106

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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