ROBERT CHARLES FIX is currently employed as a Broker and/or Investment Adviser at WILLIAM BLAIR located at THE WILLIAM BLAIR BUILDING, 150 NORTH RIVERSIDE, CHICAGO, IL, 60606.
ROBERT CHARLES FIX has worked at WILLIAM BLAIR since July 14, 1970
Disclosure History
ROBERT CHARLES FIX has 2 Disclosure Event(s).
Date: April 14, 2004 Category: Customer Dispute Allegations: MR. RYAN ALLEGED A HIGH LEVEL OF TRADING ACTIVITY LEADING TO HIGH EXPENSES DURING THE LIFETIME OF HIS ACCOUNT, SINCE 1995. Broker Comment: MR. RYAN COMPLAINED THAT HIS ACCOUNT HAD PAID A HIGH RATE OF COMMISSIONS SINCE ITS INCEPTION IN 1995, AND REQUESTED A REIMBURSEMENT OF "SEVERAL HUNDRED THOUSAND DOLLARS". AFTER REVIEWING MR RYAN'S ALLEGATIONS AND THE ACTIVITY OVER THE LIFE OF THE ACCOUNT, THE FIRM DENIED MR. RYAN'S CLAIMS.
Date: March 28, 2001 Category: Regulatory
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