ROBERT DOUGLAS FLESVIG

ROBERT DOUGLAS FLESVIG is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 311 HILLSIDE AVE, SAWYER, MI, 49125.

ROBERT DOUGLAS FLESVIG has worked at MML INVESTORS SERVICES, LLC since March 01, 1996

Disclosure History

ROBERT DOUGLAS FLESVIG has 2 Disclosure Event(s).

Date: January 23, 2002
Category: Customer Dispute
Allegations: FORGERY WAS ALLEGED BY TRUSTEE OF PLAN BUT AFTER DISCUSSIONS WAS WITHDRAWN
Damage Amount Requested: $12,500.00
Settlement Amount: $12,500.00

Date: January 02, 2001
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THAT AN UNSUITABLE PRODUCT WAS RECOMMENDED. THE CLIENT TOOK ADVANTAGE OF THE FREE LOOK PROVISION OFFERED BY MASSMUTUAL AND HAS CHOSEN TO EXCHANGE THE INVESTMENT IN QUESTION (PANORAMA PREMIER CONTRACT) INTO HER PANARAMA CONTRACT. THE TRANSAACTION DID NOT RESULT IN A LOSS.
Damage Amount Requested: $26,979.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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