ROBERT STEVEN FOX is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 16315-B NORTHCROSS DRIVE, HUNTERSVILLE, NC, 28078.
ROBERT STEVEN FOX has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since February 09, 2018
Disclosure History
ROBERT STEVEN FOX has 2 Disclosure Event(s).
Date: November 18, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGED PURCHASES OF BONDS WERE UNSUITABLE - APRIL 2002. Damage Amount Requested: $29,058.60 Settlement Amount: $5,000.00 Broker Comment: THIS SETTLEMENT IS BELOW REPORTABLE CRITERIA. PLEASE ARCHIVE.
Date: January 14, 2002 Category: Customer Dispute Allegations: ALLEGING FC GAVE HER INAPPROPRIATE ASSET ALLOCATIONS AND FAILED TO FOLLOW HER INSTRUCTIONS. DAMAGES ARE UNSPECIFIED. Broker Comment: THOMAS MIERSWA IS HANDLING THIS MATTER.
More Information
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