ROBERT MICHAEL GARRON

ROBERT MICHAEL GARRON is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 399 THORNALL STREET, 7TH FLOOR, EDISON, NJ, 08837.

ROBERT MICHAEL GARRON has worked at NYLIFE SECURITIES LLC since October 28, 1982

Disclosure History

ROBERT MICHAEL GARRON has 1 Disclosure Event(s).

Date: November 12, 2003
Category: Customer Dispute
Allegations: WITH REGARD TO THE PURCHASE OF A VARIABLE ANNUITY IN DECEMBER 1998, THE CUSTOMER ALLEGES I FAILED TO ADEQUATELY DISCLOSE THE ASSOCIATED SURRENDER CHARGES. THE CUSTOMER REQUESTS A REFUND OF THE SURRENDER CHARGES INCURRED.
Damage Amount Requested: $7,915.66
Broker Comment: UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMER'S ALLEGATIONS. NO OFFER OF COMPENSATION HAS BEEN MADE TO THE CUSTOMER.

More Information

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