ROBERT GIARRAFFA is currently employed as a Broker and/or Investment Adviser at TFS SECURITIES, INC. located at 325 COLUMBIA TURNPIKE, SUITE 107, FLORHAM PARK, NJ, 07932.
ROBERT GIARRAFFA has worked at TFS SECURITIES, INC. since January 18, 1988
Disclosure History
ROBERT GIARRAFFA has 1 Disclosure Event(s).
Date: June 29, 1983 Category: Customer Dispute Allegations: I WAS NAMED IN THIS SUIT BECAUSE I WORKED FORTHE COMPANY THAT SOLD COM-LINK PHONES.THE DEFENDENTS WERE ORDERED BY THE COURT TO PAY THE PLAINTIFFS A SETTLEMENT AMOUNT. THE COURT DID NOT ORDER ME TO PAY ANY OF THE SETTLEMENT AMOUNT, HOWEVER, I MADE A VOLUNTARY CONTRIBUTION. Damage Amount Requested: $273,400.00 Settlement Amount: $273,400.00 Broker Comment: THE DEFENDANTS WERE ORDERED TO PAY THEPLAINTIFFS $273,400. ALL FUNDS STIPULATED BY THE COURT HAVEBEEN PAID. THE COURT DID NOT ORDER ME TO PAY ANY OF THIS SUM.HOWEVER, I VOLUNTARILY CONTRIBUTED $2,500 TOWARD THIS AMOUNT.NOT PROVIDED
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ROBERT GIARRAFFA, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.