ROBERT FRANK GIPSON

ROBERT FRANK GIPSON is currently employed as a Broker and/or Investment Adviser at E*TRADE SECURITIES LLC located at 10 S. Riverside Plaza, Suite 500, Chicago, IL, 60606.

ROBERT FRANK GIPSON has worked at E*TRADE SECURITIES LLC since August 07, 2017

Disclosure History

ROBERT FRANK GIPSON has 1 Disclosure Event(s).

Date: September 08, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY AND FAILURE TO DISCLOSE IN CONNECTION WITH SALE OF UIT.
Damage Amount Requested: $5,354.28
Settlement Amount: $4,429.07

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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