ROBERT EARL GOULDMAN is currently employed as a Broker and/or Investment Adviser at REGISTER FINANCIAL ASSOCIATES, INC. located at 3500 LENOX ROAD, SUITE 1700, ATLANTA, GA, 30326.
ROBERT EARL GOULDMAN has worked at REGISTER FINANCIAL ASSOCIATES, INC. since February 15, 2005
Disclosure History
ROBERT EARL GOULDMAN has 1 Disclosure Event(s).
Date: February 01, 1988 Category: Customer Dispute Allegations: [CUSTOMER] CLAIMED HE GAVE SPECIFIC INSTRUCTIONS ON 10/19/87 TO SELL HIS PORTFOLIO IF IT DROPPED BELOW 10% IN EQUITY WHILE HE WOULD BE AWAY. ALLEGED DAMAGES TO HIS ACCTS OF $67,675 PLUS INTEREST. Damage Amount Requested: $67,675.00 Damages Granted: $33,260.00 Broker Comment: [CUSTOMER] WAS AWARDED $33,260.00 IN DAMAGES FROM DREXEL. EACH PARTY WAS TO BEAR RESPECTIVE COST INCLUDING ATTORNEYS FEES.ATTACHED ARE DREXALS ANSWER TO CLAIM BY [CUSTOMER]SPECIFICALLY, BROKER WAS ASKED TO "WATCH THE ACCT" WHILE [CUSTOMER] WAS OUT OF TOWN. CLIENT REFUSED SUGGESTION TO SELL STOCKS BY THE BROKER. ON 10/20 & 10/21 THE POSITIONS WERE SOLD, AFTER A PHONE CALL LATE AFTERNOON ON 10/19. WITH CLIENT.
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