ROBERT GREENE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1225 FRANKLIN AVE STE 360, GARDEN CITY, NY, 11530.
ROBERT GREENE has worked at WELLS FARGO CLEARING SERVICES, LLC since February 27, 2009
Disclosure History
ROBERT GREENE has 2 Disclosure Event(s).
Date: January 12, 2017 Category: Customer Dispute Allegations: Arbitration: Claimants allege that FA failed to properly manage their accounts in accordance with their investment plan, and that instead, the FA made investment recommendations that led to a portfolio over-concentrated in gold, energy, and other securities between 2014 and 2015.Complaint:Clients alleged unsuitable investments in multiple accounts. (12/27/2015)
Date: November 23, 1999 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT HIS FINANCIAL ADVISOR MISREPRESENTED HIS KNOWLEDGE OF A PARTICULAR STOCK WHEN HE RECOMMENDED THAT THE CUSTOMER SHORT THE STOCK. Damage Amount Requested: $27,546.79 Broker Comment: CLAIM DENIED FOR LACK OF MERIT.
More Information
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