ROBERT ERNIE GRUBBS

ROBERT ERNIE GRUBBS is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 1111 ALAMEDA BLVD STE J, ALBUQUERQUE, NM, 87114-1953.

ROBERT ERNIE GRUBBS has worked at ALLSTATE FINANCIAL SERVICES, LLC since January 23, 2013

Disclosure History

ROBERT ERNIE GRUBBS has 3 Disclosure Event(s).

Date: August 11, 1995
Category: Criminal
Charges: FRAUD- INSUFF FUNDS CHECK
Disposition: Convicted

Date: June 23, 1987
Category: Criminal
Charges: FRAUD INSUFF FUNDS
Disposition: Dismissed

Date: December 29, 1983
Category: Criminal
Charges: ARSON
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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