ROBERT WILLIAM GRUPP

ROBERT WILLIAM GRUPP is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 305 HILL AVENUE, SUITE 1, LANGHORNE, PA, 19047.

ROBERT WILLIAM GRUPP has worked at SIGNATOR INVESTORS, INC. since May 13, 2016

Disclosure History

ROBERT WILLIAM GRUPP has 2 Disclosure Event(s).

Date: July 01, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $23,486.95
Judgment/Lien Type: Tax
Broker Comment: I MET WITH PA DEPT OF REVENUE REPRESENTATIVE AND SET UP A MONTHLY PAYMENT PLAN TO PAY $749 PER MONTH BEGINNING JUNE, 15, 2015.

Date: February 01, 2011
Category: Customer Dispute
Allegations: DID NOT FOLLOWUP SUFFICIENTLY TO INSURE TRANSFERRED FUNDS WERE ALLOCATED TO THE FIXED ACCOUNT; SEPTEMBER/OCTOBER 2008
Damage Amount Requested: $9,000.00
Settlement Amount: $9,000.00
Broker Comment: THE ING LETTER OF ACCEPTANCE STATED THAT THE TRANSFERRED MONIES TO BE SENT BY CHECK AND INTO THE FIXED ACCOUNT; BUT THE TRANSFERRING COMPANY SENT A WIRE TRANSFER WITHOUT THE LETTER OF ACCEPTANCE AND THE TRANSFER WENT INTO VARIABLE MUTUAL FUNDS.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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