ROBERT ANDREW HAGEN is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 120 MADISON STREET, SUITE 1900, SYRACUSE, NY, 13202.
ROBERT ANDREW HAGEN has worked at AXA ADVISORS, LLC since August 19, 1996
Disclosure History
ROBERT ANDREW HAGEN has 1 Disclosure Event(s).
Date: July 08, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES SHE WAS NOT CONSULTED WITH PRIOR TO MUTUAL FUND TRADES MADE IN HER ACCOUNTS. CLIENT FURTHER ALLEGES SHE WAS DISCRIMINATED AGAINST AT AGE 68 1/2 BY THE SALE OF B SHARE MUTUAL FUNDS. CLIENT REQUESTED THE RETURN OF $237, 639.10. Damage Amount Requested: $237,639.10 Broker Comment: EQUITABLE FOUND NO BASIS TO THE CUSTOMER COMPLAINT. HOWEVER, AS A GOOD FAITH GESTURE, EQUITABLE AGREED TO REVERSE THE ORIGINAL CLASS "B" TRADES AND PURCHASE IN THEIR STEAD CLASS "C" SHARES.
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