ROBERT ALAN HARMELIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1801 NORTH MILITARY TRAIL, SUITE 300, BOCA RATON, FL, 33431.
ROBERT ALAN HARMELIN has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ROBERT ALAN HARMELIN has 2 Disclosure Event(s).
Date: November 24, 1998 Category: Customer Dispute Allegations: CLIENT'S REPRESENTATIVE ALLEGED UNSUITABILITY INCLUDING OPTIONS FROM 1974-1993. Damage Amount Requested: $5,000.00 Settlement Amount: $5,000.00 Broker Comment: THE CLAIM WAS SETTLED FOR $5000.00
Date: September 21, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT HER INSTRUCTIONS ON WHATTYPE OF INVESTMENTS TO PURCHASE WERE NOT FOLLOWED ALLEGEDDAMAGES $50,000. MUTUAL FUNDS, SMITH BARNEY, INC. Damage Amount Requested: $50,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED. THERE WERE NOOPTIONS OR COMMODITIES INVOLVED.NOT PROVIDED
More Information
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