ROBERT JOE HOLDFORD is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 2311 BISCAYNE DRIVE, SUITE 140, LITTLE ROCK, AR, 72227.
ROBERT JOE HOLDFORD has worked at CETERA ADVISOR NETWORKS LLC since January 20, 2017
Disclosure History
ROBERT JOE HOLDFORD has 2 Disclosure Event(s).
Date: July 14, 2003 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE UNSUITABLE INVESTMENTS BETWEEN 1998 AND 2002. Damage Amount Requested: $155,000.00 Settlement Amount: $107,500.00 03-04912
Date: March 10, 2002 Category: Customer Dispute Allegations: CLIENTS CLAIM UNSUITABILITY AND MISREPRESENTATION IN CONNECTION WITH THE SOLICITATION AND PURCHASE OF MUTUAL FUNDS Damage Amount Requested: $376,829.00 Settlement Amount: $135,000.00
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