ROBERT WILLIAM INBODY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1111 PROSPECT STREET, LA JOLLA, CA, 92037.
ROBERT WILLIAM INBODY has worked at MORGAN STANLEY since June 01, 2009
ROBERT WILLIAM INBODY has 5 Disclosure Event(s).
Date: June 07, 1994 Category: Customer Dispute Allegations: [CUSTOMER] ALLEGED THAT HER COMMODITY TRADINGWAS UNSUITABLE FOR HER. SHE ALSO ALLEGED THAT MR. INBODY FAILEDTO GIVE HER ANY ADVICE OR ASSISTANCE IN HER COMMODITY TRADINGIN 1993. [CUSTOMER] ADMITTED IN HER CLAIM THAT HER TRADINGTHROUGH MR. INBODY WAS UNSOLICITED. ALLEGED ACTUAL DAMAGES WERE$65,000. Damage Amount Requested: $65,000.00 Damages Granted: $4,000.00 Broker Comment: AFTER A FULL EVIDENTIARY HEARING, ALL CLAIMSAGAINST MR. INBODY WERE DISMISSED.NOT PROVIDED
Date: August 26, 1992 Category: Customer Dispute Allegations: ALLEGES BREACH OF FIDUCIARY DUTY, FRAUD &DECEIT, NEGLIGENCY CONSTRUCTIVE FRAUD/RESCISSION OF RELEASE.DEMANDS COMPENSATORY DAMAGES OF $240K, UNSPECIFIED PUNITIVEDAMAGES & RESCISSION OF HIS SETTLEMENT AGREEMENT. Damage Amount Requested: $240,000.00 Damages Granted: $218,000.00 92-02907
Date: August 18, 1992 Category: Customer Dispute Allegations: MISREPRESENTATION; UNAUTHORIZED TRADING;BREACH OF FIDUCIARY DT; SUITABILITY Damage Amount Requested: $87,100.00 Damages Granted: $83,000.00 Broker Comment: ACTUAL/COMPENSATORY DAMAGES RELIEF HAS BEENAWARDED, AWARD AMOUNT $83,000.00. JOINTLY AND SEVERALLY;Not Provided
Date: March 09, 1992 Category: Customer Dispute Allegations: ALLEGES THAT DEAN WITTER BRANCH MANAGERROBERT INBODY FAILED TO PROPERLY SUPERVISE DEAN WITTER A/ETHOMAS MONAHAN & THAT SUCH FAILURE CONTRIBUTED TO A $400KTRADING LOSS IN INDEX OPTIONS. Damage Amount Requested: $400,000.00 Damages Granted: $30,000.00 Broker Comment: DEAN WITTER DENIED CLAIM IN ITS ENTIRETY.N/A
Date: October 15, 1990 Category: Customer Dispute Allegations: CLAIMANT ALLEGED THAT MR. INBODY FAILED TOSUPERVISE FORMER DEAN WITTER ACCOUNT EXECUTIVE O. THOMAS WHITE,AND THAT SUCH FAILURE CONTRIBUTED TO HIS LOSSES. COMPENSATORYDAMAGES WERE CLAIMED TO BE IN EXCESS OF $100,000, PUNITIVEDAMAGES WERE UNSPECIFIED. Settlement Amount: $56,000.00 Broker Comment: RESPONDENTS SETTLED THE MATTER FOR $56,000 INEXCHANGE FOR A FULL AND COMPLETE RELEASE. RESPONDENTS SETTLEDIN ORDER TO AVOID THE UNCERTAINTY AND COSTS OF PROTRACTEDLITIGATION. DEAN WITTER VIEWED THE FAILURE TO SUPERVISE CLIAMTO BE COMPLETELY WITHOUT MERIT. MR. INBODY WAS NOT ASKED TOCONTRIBUTE TO THE SETTLEMENT.Not Provided
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