ROBERT GABRIEL JOHNSON

ROBERT GABRIEL JOHNSON is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 1400 W BENSON BLVD., SUITE 210, ANCHORAGE, AK, 99503.

ROBERT GABRIEL JOHNSON has worked at WADDELL & REED since August 12, 2011

Disclosure History

ROBERT GABRIEL JOHNSON has 1 Disclosure Event(s).

Date: July 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HAD TAKEN OUT AN UNSECURED LOAN DURING COLLEGE TO PAY FOR ADDITIONAL TUITION AND BOOKS. COMING OUT OF COLLEGE I WASN'T ABLE TO LAND A JOB THAT PAID ENOUGH TO COVER MY OBLIGATIONS. AFTER PAYING AS AGREED FOR TWO YEARS, MY DEBT, STUDENT LOANS, ETC. WAS MORE THAN I COULD PAY. I CALLED THEM AND THEY LATER ENDED UP OFFERING ME A SETTLEMENT OF ABOUT $5,000. I USED ALL THE SAVINGS I HAD LEFT AND PAID IT OFF.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ROBERT GABRIEL JOHNSON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.