Robert Harold Kennedy

Robert Harold Kennedy is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 64-1035 MAMALAHOA HIGHWAY, KAMUELA, HI, 96743.

Robert Harold Kennedy has worked at EDWARD JONES since July 03, 2003

Disclosure History

Robert Harold Kennedy has 1 Disclosure Event(s).

Date: July 24, 2003
Category: Customer Dispute
Allegations: LACK OF SUITABILITY, AND NEGLIGENCE
Damage Amount Requested: $93,140.00
Broker Comment: PREVIOUS FIRM ARBITRATION SETTLED FOR $53,750

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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