ROBERT KLEPNER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 600 Congress Ave, 14th Floor, Austin, TX, 78701.

ROBERT KLEPNER has worked at LPL FINANCIAL LLC since May 31, 2016

Disclosure History

ROBERT KLEPNER has 1 Disclosure Event(s).

Date: December 17, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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