ROBERT BRENNAN KOETH is currently employed as a Broker and/or Investment Adviser at HANTZ FINANCIAL SERVICES, INC. located at 37131 Euclid Ave., WILLOUGHBY, OH, 44094.
ROBERT BRENNAN KOETH has worked at HANTZ FINANCIAL SERVICES, INC. since July 27, 1999
Disclosure History
ROBERT BRENNAN KOETH has 1 Disclosure Event(s).
Date: June 21, 1999 Category: Employment Separation After Allegations Firm Name: VESTAX SECURITIES CORPORATION Termination Type: Voluntary Resignation Allegations: N/AIMPROPER SALES PRACTICESNO FURTHER DETAILS HAVE BEEN PROVIDED BY THE FORMER BROKER/DEALER, VESTAX SECURITIES CORPORATION. Broker Comment: N/AI DENY HAVING ENGAGED IN ANY "IMPROPER SALES PRACTICES" AND I DO NOT UNDERSTAND WHAT VESTAX MEANS BY MAKING THIS CHANGE ON MY FORM U-5. AS FAR AS I KNOW, NONE OF MY CUSTOMERS HAS MADE ANY COMPLAINT WHATSOEVER. I BELIEVE THAT VESTAX FABRICATED THIS CHARGE AGAINST ME AS A PRETEXT FOR EVADING ITS CONTRACTUAL OBLIGATIONS TO MY EMPLOYER, HANTZ FINANCIAL SERVICES, INC. I RECEIVED A LETTER FROM THE NASD DATED 1/17/03 STATING IT HAD COMPLETED ITS INQUIRY INTO THIS SITUATION (NASD EXAM. #E8B990288). THEIR LETTER STATES "...WE HAVE DETERMINED TO TAKE NO FURTHER ACTION IN CONNECTION WITH YOUR ACTIVITIES REGARDING THIS MATTER...".
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