ROBERT ALAN KOL

ROBERT ALAN KOL is currently employed as a Broker and/or Investment Adviser at SIGMA FINANCIAL CORPORATION located at 2401 Camelot Ct, SUITE B, GRAND RAPIDS, MI, 49546.

ROBERT ALAN KOL has worked at SIGMA FINANCIAL CORPORATION since July 28, 1999

Disclosure History

ROBERT ALAN KOL has 2 Disclosure Event(s).

Date: November 26, 2012
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT IN JUNE OF 2011, HE PURCHASED A REIT WHICH WAS MISREPRESENTED AT THE TIME OF SALE.
Damage Amount Requested: $10,000.00

Date: July 20, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT IN JULY OF 2008, HE PURCHASED A VARIABLE ANNUITY THAT WAS NOT SUITABLE GIVEN HIS FINANCIAL SITUATION.
Damage Amount Requested: $32,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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