ROBERT ANDREW KOPP is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 940 4TH AVENUE, SUITE 202, HUNTINGTON, WV, 25701.
ROBERT ANDREW KOPP has worked at LPL FINANCIAL LLC since November 05, 2013
Disclosure History
ROBERT ANDREW KOPP has 3 Disclosure Event(s).
Date: March 16, 2005 Category: Customer Dispute Allegations: ALLEGES NOT INFORMED THAT A STOP LOSS WAS NOT POSSIBLE (MARCH 7, 2005 - MARCH 9, 2005) Damage Amount Requested: $33,024.00
Date: July 18, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES INVESTMENTS WERE TOO AGGRESSIVE FOR HIS RISK TOLERANCE. Damage Amount Requested: $25,000.00
Date: March 12, 2001 Category: Customer Dispute Allegations: CLIENT VERBALLY ALLEGED I FAILED TO FOLLOW HER INSTRUCTIONS TO LIQUIDATE ASSETS AND MOVE PROCEEDS. LOSSES WERE NOT SPECIFIED. Settlement Amount: $11,384.59
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