ROBERT T LI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5197 SCOTT CIR, LISLE, IL, 60532.
ROBERT T LI has worked at LPL FINANCIAL LLC since August 05, 2003
Disclosure History
ROBERT T LI has 1 Disclosure Event(s).
Date: January 28, 2002 Category: Customer Dispute Allegations: WRITTEN COMPLAINT FROM CUSTOMER'S ATTORNEY ALLEGING THAT FA INVESTED IN AN AGRESSIVE FUND WHEN CUSTOMER REQUEST THAT HER FUNDS BE TRANSFERRED TO A CONSERVATIVE FUND. Damage Amount Requested: $49,500.00 Broker Comment: I COMPLETELY DENY THESE ALLEGATIONS AS THEY HAVE NO MERIT. THIS MATTER WAS CLOSED DUE TO THE FAILURE OF THE CUSTOMER'S ATTORNEY TO PURSUE.
More Information
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