ROBERT BRUCE MCCLINTOCK is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 100 CRESCENT COURT, SUITE 600, DALLAS, TX, 75201.
ROBERT BRUCE MCCLINTOCK has worked at UBS FINANCIAL SERVICES INC. since January 31, 1980
Disclosure History
ROBERT BRUCE MCCLINTOCK has 1 Disclosure Event(s).
Date: June 12, 2017 Category: Customer Dispute Allegations: Time Frame: April 29, 2015 to June 12, 2017Client alleges FA made numerous recommendations for a sale of a security that were unsuitable for her investment objectives, experience and financial situation. The client further alleges the risks associated with the position were never explained. The alleged damages are estimated to be in excess of $5,000.00. Settlement Amount: $28,000.00
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