ROBERT REED MENDELSON

ROBERT REED MENDELSON is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 4110 Lake St Ste 100, Lake Charles, LA, 70605.

ROBERT REED MENDELSON has worked at AMERIPRISE FINANCIAL SERVICES, INC. since October 05, 2009

Disclosure History

ROBERT REED MENDELSON has 1 Disclosure Event(s).

Date: August 30, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED LOSSES DUE TO TRANSACTIONS WHICH WERE NOT EXECUTED AS INSTRUCTED.
Damage Amount Requested: $18,500.00
Broker Comment: THIS MATTER IS CONSIDERED CLOSED. THE COMPLAINT WAS RESEARCHED AND FOUND TO BE WITHOUT MERIT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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