ROBERT SLADE MILLER

ROBERT SLADE MILLER is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 205 W WACKER DR, STE 1750, CHICAGO, IL, 60606.

ROBERT SLADE MILLER has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since January 16, 2008

Disclosure History

ROBERT SLADE MILLER has 3 Disclosure Event(s).

Date: October 02, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $35,434.00
Judgment/Lien Type: Civil

Date: August 07, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $181.00
Judgment/Lien Type: Civil
Broker Comment: I HAVE NEVER BEEN SERVED IN EITHER LAWSUIT CONCERNING THESE JUDGMENTS, THEREFORE MY LEGAL COUNCIL ADVISES ME THAT THEY WILL BE QUASHED WHEN ENFORCEMENT IS ATTEMPTED.

Date: September 01, 1987
Category: Customer Dispute
Allegations: I WAS EMPLOYED BY MY CPA FIRM, MILLER &ASSOCIATES AT THE TIME OF THE LAWSUITS. NO COMPENSATORYDAMAGES CLAIMED TO MY KNOWLEDGE. ORIGIONAL SUIT JUDGEMENTENTERED FOR $454,500 IN DAMAGES AND $249,342 IN LEGAL FEES ONMAY 15, 1991. UPON APPEAL, ALL FINDINGS OF LOWER COURTREVERSED EXCEPT BREACH OF FIDUCIARY DUTY. REMANDED CASESETTLED FOR $120,000
Damage Amount Requested: $210,000.00
Settlement Amount: $120,000.00
Broker Comment: CIVIL JUDGEMENT FOR BREACH OF FIDUCIARY DUTYUPON REMANDING TO LOWER COURT. SETTLED $210,000 JUDGEMENT FOR$120,000.THIS WAS A CASE BROUGHT AGAINST MY CPA FIRM ANDMYSELF AFTER A CLIENT LOST MONEY ON TAX SHELTERS I ADVISED HERTO BY FOR TAX PURPOSES

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