ROBERT BRADLEY MILLER

ROBERT BRADLEY MILLER is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 38 EASTWOOD DRIVE, SUITE 400, SOUTH BURLINGTON, VT, 05403.

ROBERT BRADLEY MILLER has worked at UBS FINANCIAL SERVICES INC. since October 12, 2015

Disclosure History

ROBERT BRADLEY MILLER has 1 Disclosure Event(s).

Date: August 01, 2000
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THAT MR. MILLER FAILED TO PROPERLY ADVISE HER AND PROTECT HER ASSESTS FROM TAX DUE UPON REDEEMING AN IRA.
Damage Amount Requested: $8,298.00
Broker Comment: MCDONALD INVESTMENTS THOROUGHLY INVESTIGATED THIS COMPLAINT AND FOUND IT WAS WITHOUT MERIT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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