ROBERT LYNN MITCHELL

ROBERT LYNN MITCHELL is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at ONE LEGACY CIRCLE, 7500 DALLAS PARKWAY, SUITE 500, PLANO, TX, 75024.

ROBERT LYNN MITCHELL has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

ROBERT LYNN MITCHELL has 3 Disclosure Event(s).

Date: May 21, 2018
Category: Customer Dispute
Allegations: CLIENTS ALLEGE FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO INVESTMENT GUIDELINES - JANUARY 2017 - MAY 2018. DAMAGES UNSPECIFIED.

Date: March 31, 2015
Category: Customer Dispute
Allegations: CLAIMANT ALLEGED, INTER ALIA, THAT RECOMMENDATION TO LIQUIDATE MUNICIPAL BONDS IN ACCOUNT AND PURCHASE A VARIABLE ANNUITY WAS UNSUITABLE - 2013
Damage Amount Requested: $450,000.00

Date: April 19, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGE LOSSES IN CONNECTION WITH THE PRUCHASES OF FOUR BONDS AND THAT THEY WERE UNSUITABLE.
Damage Amount Requested: $19,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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