ROBERT LYNN MITCHELL is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at ONE LEGACY CIRCLE, 7500 DALLAS PARKWAY, SUITE 500, PLANO, TX, 75024.
ROBERT LYNN MITCHELL has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ROBERT LYNN MITCHELL has 3 Disclosure Event(s).
Date: May 21, 2018 Category: Customer Dispute Allegations: CLIENTS ALLEGE FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO INVESTMENT GUIDELINES - JANUARY 2017 - MAY 2018. DAMAGES UNSPECIFIED.
Date: March 31, 2015 Category: Customer Dispute Allegations: CLAIMANT ALLEGED, INTER ALIA, THAT RECOMMENDATION TO LIQUIDATE MUNICIPAL BONDS IN ACCOUNT AND PURCHASE A VARIABLE ANNUITY WAS UNSUITABLE - 2013 Damage Amount Requested: $450,000.00
Date: April 19, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGE LOSSES IN CONNECTION WITH THE PRUCHASES OF FOUR BONDS AND THAT THEY WERE UNSUITABLE. Damage Amount Requested: $19,000.00
More Information
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