ROBERT P MOJSEJ

ROBERT P MOJSEJ is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1200 JEFFERSON RD STE 300, ROCHESTER, NY, 14623.

ROBERT P MOJSEJ has worked at LPL FINANCIAL LLC since February 14, 2018

Disclosure History

ROBERT P MOJSEJ has 1 Disclosure Event(s).

Date: May 05, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $300.00
Judgment/Lien Type: Civil
Broker Comment: This is in regard to a professional privilege tax assessed by TN for professionals outside of the state doing business in TN. I never actually conducted business in TN, nor have I earned any $ from TN clients, so there is no income tax. I paid the licensing fee without conducting any business in the state. I emailed TN.Revenue@tn.gov on 1/16/2016 in an attempt to resolve the issue.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ROBERT P MOJSEJ, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.