ROBERT BERNARD MONTGOMERY

ROBERT BERNARD MONTGOMERY is currently employed as a Broker and/or Investment Adviser at SECURIAN FINANCIAL SERVICES, INC. located at 4431 MEMORIAL HWY, MANDAN, ND, 58554.

ROBERT BERNARD MONTGOMERY has worked at SECURIAN FINANCIAL SERVICES, INC. since May 16, 2003

Disclosure History

ROBERT BERNARD MONTGOMERY has 1 Disclosure Event(s).

Date: October 28, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT AGENT PLACED HIM IN UNSUITABLE FUNDS. PRUCO ESTIMATED DAMAGES TO BE $13,790.15.
Damage Amount Requested: $13,790.15

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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