ROBERT WILLIAM MORRIS is currently employed as a Broker and/or Investment Adviser at BB&T SECURITIES, LLC located at 2501 20TH PLACE SOUTH Suite 110, BIRMINGHAM, AL, 35223-1723.
ROBERT WILLIAM MORRIS has worked at BB&T SECURITIES, LLC since February 05, 2016
Disclosure History
ROBERT WILLIAM MORRIS has 2 Disclosure Event(s).
Date: June 25, 1996 Category: Regulatory
Date: October 12, 1990 Category: Customer Dispute Allegations: UNSUITABLE RECOMMENDATION, MISREPRESENTATIONREGARDING RISK, FAILURE TO ADVISE CUSTOMER TO SELL & BREACH OFFIDUCIARY DUTY-ALL RELATED TO [CUSTOMERS] PURCHASE OF DEAN WITTERHIGH YIELD FUND. ALLEGED ACTUAL DAMAGES OF $57,419.64 PLUSINTEREST. Damage Amount Requested: $57,419.64 Settlement Amount: $24,500.00 Broker Comment: IN ORDER TO AVOID COST OF LITIGATION, FIRMAGREED TO PAY [CUSTOMER] $24.5K. MORRIS WILL NOT CONTRIBUTE TOCOST OF SETTLEMENT.NOT PROVIDED
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