ROBERT JOHN NELSON

ROBERT JOHN NELSON is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 3430 E GRAND, LARAMIE, WY, 82070.

ROBERT JOHN NELSON has worked at SAGEPOINT FINANCIAL, INC. since September 01, 2015

Disclosure History

ROBERT JOHN NELSON has 6 Disclosure Event(s).

Date: February 22, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $8,955.00
Judgment/Lien Type: Civil
Broker Comment: THIS LIEN WAS FILED DUE TO ALLEGED UNDERPAYMENT OF 2006 AND 2011 STATE TAXES. MY BELIEF IN THE 2006 RETURN WAS CORRECT AND AN INCORRECT 1099 WAS FILED BY ETRADE. THE 2011 MAY BE VALID. A REQUEST FOR TAXPAYER TRANSCRIPT IS BEING PREPARED BY LEGAL COUNSEL AND WE ARE SEEKING TO SATISFY AND REMOVE THIS LIEN QUICKLY

Date: October 30, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $4,611.65
Judgment/Lien Type: Civil
Broker Comment: AS A RESULT OF IDENTITY THEFT A CREDIT CARD ACCOUNT WAS OPENED IN MY NAME. AN IDENTITY THEFT REPORT HAS BEEN FILED WITH THE FTC AND IN AN EFFORT TO REMOVE THIS JUDGMENT QUICKLY, A SETTLEMENT OFFER WAS MADE TO THE HOLDER OF 9/21/2016.

Date: May 09, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $10,855.00
Judgment/Lien Type: Tax
Broker Comment: LEGAL COUNSEL HAS BEEN SOUGHT AND WE ARE WORKING WITH THE IRS TO DETERMINE THE VALIDITY OF THE LIEN AND/OR ARRANGE SETTLEMENT AND REMOVAL OF LIEN.

Date: July 31, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $2,049.39
Judgment/Lien Type: Civil
Broker Comment: AS A RESULT OF IDENTITY THEFT A CREDIT CARD ACCOUNT WAS OPENED IN MY NAME. AN IDENTITY THEFT REPORT HAS BEEN FILED WITH THE FTC AND IN AN EFFORT TO REMOVE THIS JUDGMENT QUICKLY, A SETTLEMENT OFFER WAS MADE TO THE HOLDER OF 9/21/2016.

Date: February 23, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $2,182.30
Judgment/Lien Type: Civil
Broker Comment: AS A RESULT OF IDENTITY THEFT A CREDIT CARD ACCOUNT WAS OPENED IN MY NAME. AN IDENTITY THEFT REPORT HAS BEEN FILED WITH THE FTC AND IN AN EFFORT TO REMOVE THIS JUDGMENT QUICKLY, A SETTLEMENT OFFER WAS MADE TO THE HOLDER OF 9/21/2016.

Date: November 15, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $12,154.00
Judgment/Lien Type: Tax
Broker Comment: OFFER FOR SETTLEMENT IS PENDING

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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