ROBERT HENRY NIGGEBRUGGE

ROBERT HENRY NIGGEBRUGGE is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 5301 LIMESTONE RD, STE 123-A, WILMINGTON, DE, 19808.

ROBERT HENRY NIGGEBRUGGE has worked at PFS INVESTMENTS INC. since August 07, 1996

Disclosure History

ROBERT HENRY NIGGEBRUGGE has 3 Disclosure Event(s).

Date: November 13, 2012
Category: Financial
Type: Bankruptcy
Broker Comment: SUBSTANTIAL DECREASE IN CASH FLOW

Date: November 22, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $1,496.50
Judgment/Lien Type: Civil
Broker Comment: I OWN FREE AND CLEAR PROPERTY IN THE POCONOS PA. I NEVER KNEW THAT PROPERTY TAXES WERE ACCUMULATING AND DELINQUENT

Date: January 23, 2008
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT I FAILED TO TIMELY RESPOND TO HIS QUESTIONS REGARDING CONTRACT SURRENDER CHARGES APPLICABLE TO HIS ACCOUNT.
Damage Amount Requested: $6,486.40
Settlement Amount: $7,544.56
Broker Comment: THIS DRP IS BEING AMENDED TO REFLECT THE CONTRIBUTION AMOUNT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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