ROBERT JOSEPH NINFO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 522 5TH AVENUE, NEW YORK, NY, 10036.
ROBERT JOSEPH NINFO has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ROBERT JOSEPH NINFO has 1 Disclosure Event(s).
Date: October 15, 2002 Category: Customer Dispute Allegations: CLAIMANT ALLEGES NEGLIGENCE, BREACH OF FIDUCIARY DUTY, FRAUD, MISREPRESENTATION, FAILURE TO FOLLOW INSTRUCTIONS, AND FAILURE TO IMPLEMENT HEDGING STRATEGY. TIME PERIOD: 1/1/99 -12/31/01. Damage Amount Requested: $820,000.00 Settlement Amount: $50,000.00 Broker Comment: THE CASE WAS SETTLED TO AVOID THE COSTS AND RISKS ASSOCIATED WITH LITIGATION. THE REGISTERED PERSON MAINATINS THAT ALL SECURITIES WERE SUITABLE AND APPROPIATELY SOLD TO THIS SOPHISTICATED CLIENT.
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