ROBERT MICHAEL NOERPER is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at ONE NORTH BRENTWOOD BOULEVARD, SUITE 600, ST. LOUIS, MO, 63105.
ROBERT MICHAEL NOERPER has worked at OPPENHEIMER & CO. INC. since March 23, 1990
Disclosure History
ROBERT MICHAEL NOERPER has 2 Disclosure Event(s).
Date: March 26, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES BROKER FAILED TO FOLLOW INSTRUCTIONS FOR THE SALE OF XOM. Damage Amount Requested: $47,500.00 Broker Comment: CUSTOMER IS INCORRECT IN THAT HE DID TELL ME HE WANTED TO SELL ALL BUT 100 SHARES OF XOM, AND USE THE PROCEEDS FOR ADDITIONAL PURCHASES.
Date: August 05, 1981 Category: Criminal Charges: DAMAGES-PLAINTIFFS CAR, FUNERAL EXPENSES AND$26.00 FINE. PLEAD GUILTY, FELONY CONVICTION-MANSLAUGHTER MISDEMEANOR Charge Type: FELONY Disposition: FELONY CONVICTION - MANSLAUGHTER MISDEMEANORCONVICTION-CARELESS & IMPRUDENT DRIVING 5 YEAR SUSPENDEDEXECUTION OF SENTENCE PLUS DAMAGES $26.00 FINE. Broker Comment: IN FEBRUARY OF 1981, A CAR SWERVED INTO MY LANE.I SWERVED TO AVOID AN ACCIDENT, LOST CONTROL OF MY CAR WHICHCROSSED CENTER LINE AND WAS HIT BROADSIDE BY ANOTHER ON COMMINGCAR. A FATALITY OCCURED IN THAT CAR. I WAS FOUND CONTRIBUTORILYNEGLIGENT BY EXCESSIVE SPEED AND WAS FOUND GUILTY OF ABOVECHARGES. SERVED 5 YEARS SUSPENDED SENTENCE PLUS PAID FINE ANDALL DAMAGES.
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